Core Principles
Fluid Investing
Global Opportunities

29 148th Avenue Southeast, Bellevue, Washington 98007

(425) 698-1463

About Us

WaterRock Global Asset Management Logo.  Investment firm, Stocks, Bonds Mutual Funds,

Firm History

WaterRock Global Asset Management LLC was founded by Jason Semone in 2009.  His simple goal was to build a Registered Investment Advisory firm that had quality independent advisors and focused on research.  Adam Droker joined WaterRock initially as Senior Portfolio Manager.  In November 2014 Adam acquired Jason's interest in WaterRock Global Asset Management LLC and became the Firm's Principal and Chief Investment Officer.

Financial, consultation, Fiduciary, wealth, Microsoft, Amazon, boeing

Our Approach

All relationships begin with a conversation.  We start our process with either a face to face or phone meeting to get to know one another and make sure we are the right fit.  We talk about your situation and why you are shopping for a financial advisor, a high level over view of your goals and desires, and my background.  We look at your household like a business and help you create a balance sheet and income statement.  Then we analyze your goals and compare them to your current portfolio. Then we recommend an investment strategy designed to meet your goals and risk tolerance.


Our Team

Adam Droker, Financial, Asset, Management, Wealth, Advisor, Adviser, Investment, Financial, Plan

Adam Droker

 Chief Investment Officer

EVP, CRPC® MBA 

Adam is Executive Vice President and Chief Investment Officer at WaterRock Global Asset Management LLC.  His practice focuses on Retirement Planning and Asset Transference for Business Owner, Gay Couples, and Individuals.  

Educational Background: 

BA Business Washington State University 2003 

MBA Finance Washington State University 2004

Employment History: 

Merrill Lynch Seattle 2005-2007 

Morgan Stanley Seattle 2007-2011 

WaterRock Global Asset Management LLC 2011-Current 

Useful Links

Risk Assessment

How much risk are you comfortable taking?  Click our risk assessment link below.

Additional Information on Adam

Click the link to learn about Adam's regulatory history on Broker Check and from the SEC's Public Disclosure site.

Contact Us

Get Started Today

It is never too early to get started on your investment plans. Tell us more about your goals, and we will get you started on a plan to achieve them.

WaterRock Global Asset Management

29 148th Avenue Southeast, Bellevue, Washington 98007, United States

(425) 698-1463

Hours

Monday - Friday: 9am - 5pm

Saturday - Sunday: By appointment


Disclaimer

  

This Website and its content are for informational and educational purposes only. You alone will need to evaluate the merits and risks associated with the use of this Website. Decisions based on information obtained from this Website are your sole responsibility, and before making any decision on the basis of this information, you should consider (with or without the assistance of a financial and/or securities adviser) whether the information is appropriate in light of your particular investment needs, objectives and financial circumstances. Investors should seek financial advice regarding the suitability of investing in any securities or following any investment strategies.


Although this Website may provide information relating to approaches to investing or types of securities and investments you might buy, sell or hold, no information available through the Website is intended or should be construed as any advice, recommendation or endorsement from us as to any legal, tax, investment or other matter. No reference to any specific security constitutes a recommendation to buy, sell or hold that security or any other security. Nothing on this Website shall be considered a solicitation or offer to buy or sell any security, future, option or other financial instrument or to offer or provide any investment advice or service to any person in any jurisdiction. Nothing contained on the Website constitutes investment advice or offers any opinion with respect to the suitability of any security, and the views expressed on this Website should not be taken as advice to buy, sell or hold any security. In preparing the information contained in this website, we have not taken into account the investment needs, objectives and financial circumstances of any particular investor. This information has no regard to the specific investment objectives, financial situation and particular needs of any specific recipient of this information and investments discussed may not be suitable for all investors.


Any views expressed on this Website by us were prepared based upon the information available to us at the time such views were written. Changed or additional information could cause such views to change. All information is subject to possible correction. Information may quickly become unreliable for various reasons, including changes in market conditions or economic circumstances. If an investment is denominated in a currency other than the recipient's currency, changes in the rates of exchange may have an adverse effect on value, price or income. The levels and bases of taxation may also change from time to time. 


In no event shall the WaterRock Global Asset Management, LLC (“WaterRock Global”) be liable for any damages (whether direct, indirect, punitive, incidental, special, consequential or otherwise) arising out of, or in any way connected with, the use or inability to use this blog or for any information, software, products, or services obtained through or otherwise in connection with this website, in each case, regardless of whether such damages are based on contract, tort, strict liability, or other theories of liability. In no event shall WaterRock Global Asset Management, LLC be liable for any direct, incidental, consequential or punitive damages or injury or loss, including, but not limited to loss of anticipated profits, benefits, use or data that may result from any performance, failure of performance, error, omission, interruption, deletion, defect, delay in operation or transmission, computer virus or worm, communications line failure, theft or destruction or unauthorized access to, alteration of, or use of information, resulting from the use of or access to this site. Some jurisdictions may not allow the exclusion of certain implied warranties or consequential or incidental damages, so portions of the above exclusions may not apply to you. However, in no event shall the total liability to you for damages, losses, and causes of action (whether in contract, tort or otherwise) exceed the amount paid by you, if any, for accessing this website.

Downloads

WaterRock ADV Brochure 3-6-2018 (pdf)

Download

WaterRock Investor Advisory Agreement 3-6-2018 (pdf)

Download

Adam Droker ADV Brochure 3-6-2018 (pdf)

Download